For RIAs in Burlington and Montpelier. FeeAlign independently rebuilds each account’s advisory fee from your own fee schedule, breakpoints, household groups and exclusions, then ties it to what your custodian actually debited.
Privacy is maintained. Exports only. No custodian or PMS logins. Masked account IDs preferred.
Not a registered investment adviser. No investment, legal, tax, or compliance advice. Findings are operational data only. Your firm and its CCO/counsel decide meaning. No guarantee of findings, savings, or exam outcomes. Terms (draft) · Privacy (draft).
Is the correct tiered or breakpoint rate applied as balances change?
Are related accounts aggregated the way your agreements say?
Does each billed rate match the current signed schedule?
Are carved-out assets kept out of billable value?
Are new and closed accounts handled per your disclosures?
Does each actual debit match the calculated fee?
These categories come from the SEC Division of Examinations’ published fee-calculation observations. Whether your firm is SEC- or state-registered in Vermont, your agreements and disclosures set the rules we test against. Your CCO and counsel decide what any finding means.